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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 07/2013 | 08/2021 |
| Bbva Securities Inc. | Austin | TX | 07/2013 | 08/2021 |
| Bbva Wealth Solutions Inc. | Austin | TX | 07/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 07/2013 | 08/2021 |
| Pnc Investments | Tyler | TX | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-28 |
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