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Henry Alava

Cetera Investment Advisers LLC

Tampa, FL

CRD 1878718

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-10-25
  • FL RA
    APPROVED
    Since 2005-10-25

Branch Locations

15610 Walden Avenue, Tampa, FL 33618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benefits Consulting Inc. Tampa FL 08/1995 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
  • 08/1995 → Present
    Benefits Consulting Inc.
    Tampa, FL
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
Previous Registrations
  • 2000-07-12 → 2005-11-01
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1) BENEFITS CONSULTING,INC-INVESTMENT RELATED-OWN BCI WHICH IS AN INSURANCE AGENCY. PROVIDES EMPLOYEE BENEFITS SUCH AS GROUP BENEFITS,RETIREMENT PROGRAMS. PERSONAL INSURANCE & FINANCIAL PLANNING-PRESIDENT-SD:8/95-MARKETING,SALESCUSTOMER SEVICE & ALL OPERATIONAL FUNCTIONS WHICH MAY BE NEEDED-50 HOUR WORK WEEK. 2) ONE RESOURCE GROUP, NON-INVESTMENT RELATED, HEALTH INSURANCE SALES, SAME ADDRESS AS REGISTERED LOCATION:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-21
  • S63 Uniform Securities Agent State Law Examination
    2015-05-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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