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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2005-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benefits Consulting Inc. | Tampa | FL | 08/1995 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2005 | Present |
1) BENEFITS CONSULTING,INC-INVESTMENT RELATED-OWN BCI WHICH IS AN INSURANCE AGENCY. PROVIDES EMPLOYEE BENEFITS SUCH AS GROUP BENEFITS,RETIREMENT PROGRAMS. PERSONAL INSURANCE & FINANCIAL PLANNING-PRESIDENT-SD:8/95-MARKETING,SALESCUSTOMER SEVICE & ALL OPERATIONAL FUNCTIONS WHICH MAY BE NEEDED-50 HOUR WORK WEEK. 2) ONE RESOURCE GROUP, NON-INVESTMENT RELATED, HEALTH INSURANCE SALES, SAME ADDRESS AS REGISTERED LOCATION:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-05-21 |
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