David J Elliott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 04/2021
  Waddell & Reed, Inc.
  Denver, CO
• 01/2008 → 04/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Midvale, UT
• 08/2021 → 10/2023
  Ameriprise Financial Services, Llc
  Denver, CO
• 04/2021 → 08/2021
  Unemployed
  Cottonwood Heights, UT
• 08/2024 → 01/2026
  Thrivent Investment Management Inc.
  Greenwood Village, CO
• 10/2023 → 08/2024
  Unemployed
  Salt Lake City, UT
• 09/2024 → 01/2026
  Thrivent Financial
  Appleton, WI
• 01/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2026 → Present
  Cetera Investment Advisers Llc
  Denver, CO

Previous Registrations

• 2024-09-03 → 2026-01-20
  Thrivent Investment Management Inc.
  Greenwood Village, CO
  Aurora, CO
  Minneapolis, MN
• 2021-08-11 → 2023-10-05
  Ameriprise Financial Services, Llc
  Denver, CO
• 2008-01-22 → 2021-04-30
  Waddell & Reed
  Clearfield, UT
  Las Vegas, NV
  Albuquerque, NM
  Colorado Springs, CO
  Las Vegas, NV
  Ft. Collins, CO
  Scottsdale, AZ
  Monument, CO
  Peoria, AZ
• 2002-03-15 → 2004-01-26
  Legend Advisory, Llc
  Springfield, FL

Other Businesses

OWNER OF RENTAL PROPERTY

Exams

• S66 Uniform Combined State Law Examination
  2008-01-18
• S65 Uniform Investment Adviser Law Examination
  1996-12-06
• S63 Uniform Securities Agent State Law Examination
  1988-11-29

Other Names

• David Elliott
• Dave Elliott
• David James Elliott