Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
MD RA APPROVED 2009-03-13
VA RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • MD RA
    APPROVED
    Since 2009-03-13
  • VA RA
    APPROVED
    Since 2009-03-13

Branch Locations

111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States

Germantown, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rockville MD 03/2009 Present
City National Bank Rockville MD 03/2017 01/2025
Previous Registrations
  • 2001-08-30 → 2009-03-13
    Ferris, Baker Watts, Llc
    Rockville, MD
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-18
S63 Uniform Securities Agent State Law Examination 1989-02-22
  • S65 Uniform Investment Adviser Law Examination
    2001-08-18
  • S63 Uniform Securities Agent State Law Examination
    1989-02-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rockville, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor