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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-10-10 |
Branch Locations
28441 Highridge Rd Suite #102, Rolling Hills Estates, CA 90274 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2016 | 10/2022 |
| Morgan Stanley | El Segundo | CA | 03/2016 | Present |
| Aegis Capital Corp | Rolling Hills Estates | CA | 10/2022 | Present |
1) Queens Gaming Collective, Inc., 2455 Chelsea Pl. Santa Monica, CA 90404; Investment related; Women's gaming co-op; Investor ($25k); 0 hours devoted to business. 2) SKVI, El Segundo, CA 90245; Investment related; Underwear company; Investor (15% equity, $100k); 0 hours devoted to business. 3) Blue Anchor Wealth Management, 28441 Highridge Rd., #102 Rolling Hills Estates, CA 90274; DBA Securities offered through Aegis Capital Corp. 4) ACC Corp., 1305 Walt Whitman Rd. Suite 120 Melville, NY 11747; Investment related; Agent/Producer, General Insurance Agency; Start date: 10/26/2022; 5-10 hours devoted to business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-14 |
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