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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-10-10
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-10-10

Branch Locations

28441 Highridge Rd Suite #102, Rolling Hills Estates, CA 90274 • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 05/2016 10/2022
Morgan Stanley El Segundo CA 03/2016 Present
Aegis Capital Corp Rolling Hills Estates CA 10/2022 Present
  • 05/2016 → 10/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2016 → Present
    El Segundo, CA
  • 10/2022 → Present
    Rolling Hills Estates, CA
Previous Registrations
Other Businesses

1) Queens Gaming Collective, Inc., 2455 Chelsea Pl. Santa Monica, CA 90404; Investment related; Women's gaming co-op; Investor ($25k); 0 hours devoted to business. 2) SKVI, El Segundo, CA 90245; Investment related; Underwear company; Investor (15% equity, $100k); 0 hours devoted to business. 3) Blue Anchor Wealth Management, 28441 Highridge Rd., #102 Rolling Hills Estates, CA 90274; DBA Securities offered through Aegis Capital Corp. 4) ACC Corp., 1305 Walt Whitman Rd. Suite 120 Melville, NY 11747; Investment related; Agent/Producer, General Insurance Agency; Start date: 10/26/2022; 5-10 hours devoted to business during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-23
S63 Uniform Securities Agent State Law Examination 1990-09-14
  • S65 Uniform Investment Adviser Law Examination
    1992-06-23
  • S63 Uniform Securities Agent State Law Examination
    1990-09-14

View on SEC IAPD

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