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Donna J Niemann

Charles Schwab & Co., Inc.

Encino, CA

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

355 S. Grand Ave Suite 110, Los Angeles, CA 90071-3158 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Angeles CA 07/1997 Present
Charles Schwab Bank Los Angeles CA 02/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1998-01-15
Other Names
  • Donna Poppen
  • Jonalyn Fabrona Elizabeth Yager
  • Donna J. Niemann

View on SEC IAPD

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