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Sean Gannon

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Roseville, CA

Wells Fargo Clearing Services, LLC

Roseville, CA

Lincoln, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-06
  • CA RA
    APPROVED
    Since 2026-04-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1512 Eureka Rd, Roseville, CA 95661 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-03
  • CA RA
    APPROVED
    Since 2016-05-03

Branch Locations

1512 Eureka Rd 3Rd Fl, Roseville, CA 95661 • United States

Lincoln, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sacramento CA 04/2016 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 Present
Wells Fargo Advisors Financial Network Roseville CA 04/2026 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Sacramento, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sacramento, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Roseville, CA
Previous Registrations
  • 2015-11-30 → 2016-05-31
    Springer Financial Advisors
    Sacramento, CA
  • 2010-05-26 → 2015-04-21
    U.S. Bancorp Investments, Inc.
    Citrus Heights, CA
    Sacramento, CA
  • 2007-05-29 → 2010-05-13
    Citigroup Global Markets Inc.
    Citrus Heights, CA
    Citrus Heights, CA
    San Francisco, CA
    Citrus Heights, CA
  • 2003-10-14 → 2007-05-29
    Citicorp Investment Services
    Citrus Heights, CA
    Citrus Heights, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21
Other Names
  • Sean Alan Gannon

View on SEC IAPD

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