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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-02 |
| VA | RA | APPROVED | 2016-07-28 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 05/1989 | Present |
| Mml Investors Services, Inc. | Glen Allen | VA | 06/1989 | Present |
(1)NAME: FINANCIAL GROUP OF VA, THOMAS O'GRADY, VARIOUS CARRIERS INV REL: Y ADD: EAST SHORE 1, 100 EASTSHORE DRIVE SUITE 300 GLEN ALLEN VA 23059 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH INSURANCE SALES POSITION: SALES, AGENT START DATE: 04/01/1990 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10. (2)NAME: FINANCIAL SERVICES OF VIRGINIA, LLC INV REL: Y ADD: 100 EASTSHORE DRIVE, SUITE 300 GLEN ALLEN VA 23059 NATURE: FINANCIAL SERVICES DBA POSITION: FINANCIAL ADVISOR START DATE: 1/1/2023 NO HRS/MO: 40 NO HRS/MO DUR SEC TRADING: 40 DESCRIBE DUTIES: FINANCIAL PLANNING DBA FOR ADVISORY GROUP. (3)NAME: TDOG LLC INV REL: Y ADD: 100 EASTSHORE DR SUITE 100 GLEN ALLEN VA 23059 NATURE: LLC POSITION: OWNER/NVESTMENT ADVISOR START DATE: 2/15/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: MANAGING CLIENT ASSETS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-06 |
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