Michele Marie Giroux

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Commonwealth Financial Network
  S. Portland, ME
• 01/2000 → Present
  Ocean Financial Group
  Westbrook, ME

Other Businesses

1. FIXED INSURANCE SALES UNDER THE DBA NAME OCEAN FINANCIAL GROUP, AT BRANCH LOCATION, INVESTMENT RELATED. 2. OCEAN FINANCIAL GROUP- PRESIDENT AND 100% OWNER OF PRIVATE ENTITY CREATED FOR OPERATING SECURITIES BUSINESS; INVESTMENT RELATED

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-06
• S63 Uniform Securities Agent State Law Examination
  1992-05-29

Designations

• Certified Financial Planner