Mark Paukune

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Bank Of America N.A
  Ft. Worth, TX
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ft. Worth, TX

Previous Registrations

• 2007-08-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Ft. Worth, TX
• 2001-07-30 → 2004-04-06
  J.P. Morgan Securities Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

I*96407 For profit or not for profit: Non-Profit Organization Name of outside business organization: All Saints Episcopal School Fort Worth Investment related: N Address of business: Fort Worth, Texas 76116 Nature of business: Corporation,Private school K-12 Position, title, association: Advisory Board Member, Start date of relationship: 7/24/2016 Number of hours devoted: 16 hour(s) Annually Number of hours devoted during trading hours: 2 Duties: to advise on school matters

Exams

• S66 Uniform Combined State Law Examination
  2007-08-10
• S65 Uniform Investment Adviser Law Examination
  1994-10-07
• S63 Uniform Securities Agent State Law Examination
  1993-10-11

Other Names

• John Markham Paukune
• Mark Paukune
• John Markham Paukune