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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
3050 Sienna Dr S Ste 100, Fargo, ND 58104 • United States
83 Main Street, Ellendale, ND 58436 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Fargo | ND | 11/2015 | 11/2017 |
| Lpl Financial Llc | Fargo | ND | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Fargo | ND | 12/2021 | Present |
1. 10/2/2018 - Choice Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/20/2018 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 08/04/2022 - GPFG LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Partner - Start Date - 06/29/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 10/26/2023 - e4 insurance services - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/18/2023 - 1 Hour Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-27 |
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