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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-07-29 |
| CT | RA | APPROVED | 2000-06-23 |
Branch Locations
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 02/2000 | Present |
| Bank Of America, N.A. | Hartford | CT | 12/2009 | Present |
| Greater Hartford Ymca | Hartford | CT | 06/2010 | Present |
I*36724 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GREATER HARTFORD YMCA INVESTMENT RELATED: N ADDRESS OF BUSINESS: HARTFORD, CONNECTICUT 6103 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 6/16/2010 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: I AM A CERTIFIED SPINNING INSTRUCTOR AND I LEAD TWO SPIN CLASSES PER WEEK AT THIS YMCA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-03 |
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