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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-05
ND RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-07-05
  • ND RA
    APPROVED
    Since 2009-01-02

Branch Locations

2000 Schafer Street Suite A, Bismarck, ND 58501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bismarck ND 07/1999 Present
Raymond James Financial Services Advisors, Inc Bismarck ND 01/2009 Present
Other Businesses

(1)Name of Business: 4Partners, LLC Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/29/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner, building office building for our Raymond James office (2)Name of Business: BHSSSW Group LLC Address: 400 Ashlee ave , Bismarck, ND, 58504, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/17/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Miller Holdings Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: i will be on the Board as an outside board member and we will have meetings every Tuesday am . (4)Name of Business: NA Address: 2000 Schafer street Suite A, bismarck, ND, 58501, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/17/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sale fixed annuities to qualified clients\nService agent only on 1 existing indexed annuity with Silac (5)Name of Business: rs investment group inc Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/23/1999 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This company is used to run my office.(payroll,bills,Ect..) (6)Name of Business: wss investments Address: 2000 Schafer Street Suite A, Bismarck, ND, 58501, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 11/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: silent partner , this is an LLC we have real estate investments in

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
S63 Uniform Securities Agent State Law Examination 1988-11-21
  • S66 Uniform Combined State Law Examination
    2007-11-29
  • S63 Uniform Securities Agent State Law Examination
    1988-11-21
Other Names
  • Rob Schaner

View on SEC IAPD

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