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Amy Keiko Dosier

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

Huntington Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2011-05-20
CA RA APPROVED 2010-06-08
TX RA APPROVED 2010-06-04
  • CO RA
    APPROVED
    Since 2011-05-20
  • CA RA
    APPROVED
    Since 2010-06-08
  • TX RA
    APPROVED
    Since 2010-06-04

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Newport Beach CA 06/2010 Present
  • 06/2010 → Present
    Stifel Nicolaus & Co Inc
    Newport Beach, CA
Previous Registrations
  • 2009-06-01 → 2010-06-09
    Morgan Stanley
    Irvine, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Irvine, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-19
S63 Uniform Securities Agent State Law Examination 1989-10-11
  • S65 Uniform Investment Adviser Law Examination
    2011-05-19
  • S63 Uniform Securities Agent State Law Examination
    1989-10-11
Other Names
  • Amy Keiko Ikemori
  • Amy K Ikemori

View on SEC IAPD

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