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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc. | Itasca | IL | 05/2001 | Present |
| Raymond James Financial Services Advisors, Inc | Itasca | IL | 01/2009 | Present |
| Tistle, Solesky & Burgman Financial Services | Itasca | IL | 09/2010 | Present |
TISTLE, SOLESKY & BURGMAN FINANCIAL SERVICES - ITASCA, IL. OWNER/PROPRIETOR OF SUPPORT COMPANY. STARTED 9/2/2010. 0 HOURS WEEKLY, 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-07 |
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