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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-04-25
TN RA APPROVED 2023-04-24
TX RA APPROVED 2023-04-24
  • IL RA
    APPROVED
    Since 2023-04-25
  • TN RA
    APPROVED
    Since 2023-04-24
  • TX RA
    APPROVED
    Since 2023-04-24

Branch Locations

328 E Lincoln Hwy, New Lenox, IL 60451 • United States

Clarksville, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Midlothian IL 07/2005 04/2023
Lpl Financial Llc Clarksville TN 04/2023 Present
  • 07/2005 → 04/2023
    Woodbury Financial
    Midlothian, IL
  • 04/2023 → Present
    Clarksville, TN
Previous Registrations
  • 2005-07-13 → 2023-04-26
    Woodbury Financial Services, Inc.
    Burr Ridge, IL
    Oak Brook, IL
    Oakbrook Terrace, IL
    Chicago, IL
    Clarksville, TN
    Chicago, IL
  • 2005-07-05 → 2005-07-14
    Northbrook, IL
  • 2005-06-01 → 2005-06-30
    Oakbrook, IL
  • 2002-11-21 → 2005-06-01
    Mony Securities Corporation
    Oak Brook, IL
Other Businesses

1) 4/2023 - Raymond P Scannell INC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Clarksville TN / Start date - 05/24/2022 - 3 Hrs per month 2) 4/2023 - RPS VENTURES INC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Chicago IL - Start date - 12/01/1995 - 6 Hrs per month 3) 12/23/2025 - Scannell Farm - Other - Farm - Honey Farm Owner - Not Investment Related - Home Based - Start Date 12/01/2025 - 5 hours per month 4) 12/23/2025 - Quinn"s Classics - Other - Classic car restoration - Owner - Not Investment Related - Home Based - Start Date 12/01/2025 - 20 hours per month

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-18
  • S63 Uniform Securities Agent State Law Examination
    1992-03-18
Designations

View on SEC IAPD

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