Corey Chilton Hicks

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Northwestern Mutual Life
  Austin, TX
• 09/1999 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, ESTATES OF SHADOW RIDGE, 6705 HOT SPRING DR, AUSTIN, , TEXAS, 78749, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/08/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAY NEIGHBORHOOD BILLS (WATER, ELECTRICTIC, MISC) AND COLLECT FROM 42 NEIGHBORS ANUALLY. 3. OWNER, OUTCOMES MATTER, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 07/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, WATERTON LLC, LEGAL ENTITY, START DATE: 07/18/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-11
• S63 Uniform Securities Agent State Law Examination
  2000-02-26

Other Names

• Corey Chilton Hicks