Victor Hugo Aviles

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saginaw, MI
• 12/2009 → Present
  Bank Of America, N.A.
  Saginaw, MI

Other Businesses

I*5780 For profit or not for profit: Name of outside business organization: Victor Aviles Investment related: Address of business: Travese City, Michigan 49684 Nature of business: , Position, title, association: , Start date of relationship: 1/8/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*6030 For profit or not for profit: Name of outside business organization: Rental cottage Investment related: Address of business: Traverse City, Michigan 49684 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 4/2/2018 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-23
• S63 Uniform Securities Agent State Law Examination
  1988-09-21

Designations

• Certified Financial Planner