James Michael Poindexter

Current Employers

Employment History

• 12/2015 → 09/2017
  Broker Dealer Financial Srevices Corp
  West Des Moines, IA
• 09/2017 → 01/2019
  Brokers International Financial Services, Llc
  Prescott, AZ
• 09/2017 → Present
  Independent Wealth Network, Inc.
  Urbandale, IA
• 01/2019 → Present
  Mcdermott Investment Services, Llc
  Prescott, AZ

Previous Registrations

• 2015-12-17 → 2017-09-29
  Investment Advisors Corp
  Prescott, AZ
• 2010-04-13 → 2015-12-04
  Centaurus Financial, Inc.
  Anaheim, CA
  Phoenix, AZ
  Prescott, AZ
• 2005-02-22 → 2009-02-25
  Centaurus Financial, Inc.
  Prescott, AZ
  Prescott, AZ
  Phoenix, AZ
  Prescott, AZ
• 2000-08-01 → 2005-02-15
  Mml Investors Services, Llc
  Prescott, AZ

Other Businesses

1. JMP Legacy Properties, LLC; MEMBER/OWNER; LLC MANAGES PERSONALLY OWNED REAL ESTATE PROPERTIES; DEVOTE APPROX. 2 HRS/WEEK. 2. ERN REAL ESTATE; PRESCOTT, AZ; NOT INVESTMENT-RELATED; REAL ESTATE AGENT; DEVOTE 0 HRS/WEEK. 3. POINDEXTER FINANCIAL GROUP, LLC; PRESCOTT, AZ; SINCE 1/1/1995; OWNER /PRESIDENT - SALES AND CONSULTING (FIXED INSURANCE SALES, BUSINESS PLANNING, TRUST PREPARATION SERVICES WITH LICENSED ATTORNEY); DEVOTE VARYING AMOUNT OF HRS/WEEK. 4. THE FINANCIAL COACH; PRESCOTT, AZ; NOT INVESTMENT-RELATED; SINCE 2008; OWNER; DBA WITH NO CURRENT CONTRACTS/ACTIVITY; DEVOTE 0 HRS/WEEK. 5. TRUST ORIGINATION CONSULTING WITH RONALD COMPTON PC; MESA, AZ; NOT INVESTMENT-RELATED; CONSULTANT; TRUST PREPARATION CONSULTING; DUTIES INCLUDE TRUST CONSULTING; DEVOTE 1 HR/WEEK 6. PRESCOTT LAKES COMMERCIAL ASSOCIATION (HOA); PRESCOTT, AZ; SINCE 2013; NOT INVESTMENT-RELATED; VOLUNTEER BOARD MEMBER - PROPERTY ASSOCIATION; DEVOTE 0 HRS/WEEK 7. POIPU SANDS CONDOMINIUM ASSOCIATION (HOA); NOT INVESTMENT RELATED; VOLUNTEER BOARD MEMBER; PROPERTY ASSOCIATION; 5 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-09-14

Designations

Other Names

• James Michael Poindexter