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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | Sa Diego | CA | 12/2011 | 10/2016 |
| Elevations Credit Union | Boulder | CO | 12/2011 | 10/2016 |
| Cuna Brokerage Services, Inc | Waverly | IA | 11/2017 | Present |
| Cuna Mutual Group | Waverly | IA | 11/2017 | Present |
| Jones Landscaping | Nederland | CO | 11/2016 | 11/2017 |
| Lpl Financial Llc | Boulder | CO | 05/2022 | Present |
1. 05-18-2022-MEMBERS Financial Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-01 |
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