Best Investors Account Sign in

Douglas Lee Jones

LPl Financial LLC

Louisville, CO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-05-18
  • CO RA
    APPROVED
    Since 2022-05-18

Branch Locations

800 Coal Creek Cir, Louisville, CO 80027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp Sa Diego CA 12/2011 10/2016
Elevations Credit Union Boulder CO 12/2011 10/2016
Cuna Brokerage Services, Inc Waverly IA 11/2017 Present
Cuna Mutual Group Waverly IA 11/2017 Present
Jones Landscaping Nederland CO 11/2016 11/2017
Lpl Financial Llc Boulder CO 05/2022 Present
  • 12/2011 → 10/2016
    Cuso Financial Services, Lp
    Sa Diego, CA
  • 12/2011 → 10/2016
    Elevations Credit Union
    Boulder, CO
  • 11/2017 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 11/2017 → Present
    Cuna Mutual Group
    Waverly, IA
  • 11/2016 → 11/2017
    Jones Landscaping
    Nederland, CO
  • 05/2022 → Present
    Boulder, CO
Previous Registrations
  • 2017-11-13 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Westminster, CO
    Boulder, CO
    Westminster, CO
    Westminster, CO
  • 2011-12-09 → 2016-10-17
    Cuso Financial Services, L.P.
    Boulder, CO
  • 2008-05-08 → 2011-12-02
    Bancwest Investment Services, Inc.
    Broomfield, CO
    Boulder, CO
    Westminster, CO
    Golden, CO
    Louisville, CO
    Louisville, CO
    Superior, CO
    Broomfield, CO
    Westminster, CO
    Boulder, CO
  • 2008-03-24 → 2008-05-01
    Chase Investment Services Corp.
    Boulder, CO
  • 2006-08-12 → 2008-03-17
    Bancwest Investment Services, Inc.
    Broomfield, CO
    Westminster, CO
    Louisville, CO
    Superior, CO
    Thornton, CO
    Thornton, CO
    Commerce City, CO
    Golden, CO
    Brighton, CO
    Longmont, CO
    Fort Collins, CO
    Denver, CO
  • 2004-10-14 → 2006-08-12
    Invest Financial Corporation
    Fort Collins, CO
    Longmont, CO
    Longmont, CO
  • 2004-02-27 → 2004-10-04
    Ifmg Securities, Inc.
    Boulder, CO
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
S63 Uniform Securities Agent State Law Examination 1988-11-01
  • S66 Uniform Combined State Law Examination
    2001-06-22
  • S63 Uniform Securities Agent State Law Examination
    1988-11-01
Other Names
  • Doug Jones

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor