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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2009-06-05
  • OK RA
    APPROVED
    Since 2009-06-05

Branch Locations

704 Wall Street, Norman, OK 73069 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Norman OK 06/2009 Present
Previous Registrations
Other Businesses

BOING MARKETING, LLC; NOT INVESTMENT-RELATED; 1408 BROOKSIDE DR., NORMAN, OK 73072; GENERAL MANAGER; HOURS/MONTHLY LESS THAN 5.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-22
S63 Uniform Securities Agent State Law Examination 1990-12-18
  • S65 Uniform Investment Adviser Law Examination
    1993-02-22
  • S63 Uniform Securities Agent State Law Examination
    1990-12-18
Designations
Other Names
  • Joan Rainer
  • Joan Geurkink Ralstin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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