Joan Geurkink Lawson

Employer firm

Hilltop Securities Inc. CRD 6220

$2.51B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Hilltop Securities Inc.
  Norman, OK

Previous Registrations

• 1994-11-18 → 2009-06-16
  Citigroup Global Markets Inc.
  New York, NY
  Norman, OK
  Norman, OK

Other Businesses

BOING MARKETING, LLC; NOT INVESTMENT-RELATED; 1408 BROOKSIDE DR., NORMAN, OK 73072; GENERAL MANAGER; HOURS/MONTHLY LESS THAN 5.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-22
• S63 Uniform Securities Agent State Law Examination
  1990-12-18

Designations

• Certified Financial Planner

Other Names

• Joan Rainer
• Joan Geurkink Ralstin