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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
  • NE RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05

Branch Locations

14450 Meadows Blvd. Ste. 1, Omaha, NE 68138 • United States

4444 S 86Th St Ste 102, Lincoln, NE 68526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 08/2002 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 06/2025
Lpl Financial Llc Omaha NE 06/2025 Present
  • 08/2002 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Omaha, NE
Previous Registrations
  • 2017-08-21 → 2025-06-05
    Western International Securities, Inc.
    Crystal Bay, NV
    Lincoln, NE
    Omaha, NE
  • 2005-03-25 → 2017-08-21
    Financial West Group
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Irvine, CA
    Lincoln, NE
Other Businesses

1- 06/2025 - Asset Strategies - Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 06/07/2025 - 160 hours per month/ 140 hours during trading 2- 06/2025 - Ridgeway Properties, LLC - Real Estate Rental - Investment Related - Plattsmouth, NE - Start Date 01/01/2018 - 2 hours per month/ 0 hours during trading 3- 06/2025 - Uprising Bakery, LLC - Business Owner - Investment Related - Omaha, NE - Start Date 01/01/2019 - 5 hours per month/ 0 hours during trading 4- 06/2025 - Widick Hoeft and Associates - Real Estate Rental - Investment Related - Omaha, NE - Start Date 01/01/2016 - 5 hours per month/ 0 hours during trading 5- 06/2025 - Asset Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/07/2025 - 160 hours per month/ 140 hours during trading 6- 01/05/2026 - Asset Strategies Tax & Accounting - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 5 hours per month/ 2 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-09
S63 Uniform Securities Agent State Law Examination 1999-09-15
  • S66 Uniform Combined State Law Examination
    2005-03-09
  • S63 Uniform Securities Agent State Law Examination
    1999-09-15

View on SEC IAPD

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