Marc Layne Lowell

Employer firm

A.g.p. / Alliance Global Partners CRD 8361

$2.30B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-06
FL	RA	APPROVED	2022-03-09

TX RA
APPROVED_RES

Since 2024-09-06
FL RA
APPROVED

Since 2022-03-09

Branch Locations

Fountain Square 2700 N. Military Trail, Suite 230, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Invest Financial Corporation	Tampa	FL	02/2012	02/2018
Lpl Financial Llc	Ft Lauderdale	FL	02/2018	10/2021
Alliance Global Partners	Boca Raton	FL	11/2021	Present

02/2012 → 02/2018

Invest Financial Corporation

Tampa, FL
02/2018 → 10/2021

Lpl Financial Llc

Ft Lauderdale, FL
11/2021 → Present

Alliance Global Partners

Boca Raton, FL

Previous Registrations

2018-02-15 → 2021-11-12

Lpl Financial Llc

Ft Lauderdale, FL
2012-03-01 → 2018-02-15

Invest Financial Corporation

Clearwater, FL

Ft Lauderdale, FL

Appleton, WI

Other Businesses

1. A.I.D. WEALTH MANAGEMENT - Investment Related - 2700 Military Trail, Suite 230, Boca Raton, FL 33431- Full scope financial planning (DBA for wealth management business)- President/Owner- Start date 4/1/14 - As DBA used during normal working and trading hours. 2. THE A.I.D. GROUP - Investment Related - 2700 Military Trail, Suite 230, Boca Raton, FL 33431-Full scope financial planning (DBA for wealth management business)- President/Owner- Started 03/16/2018 - As DBA used during normal working and trading hours. 3. ADVISORS ISURANCE DESIGN - Investment Related - 2700 Military Trail, Suite 230, Boca Raton, FL 33431-Full scope financial planning (DBA for wealth management business)- President/Owner - Started 05/20/2019 - As DBA used during normal working and trading hours. - Life insurance and other fixed Insurance product sales. 4. THE 401(K)OMPANY - Investment Related - 2700 Military Trail, Suite 230, Boca Raton, FL 33431-Full scope financial planning and 401k Management (DBA for wealth management business)- President/Owner - Start Date: 08/01/2018 - As DBA used during normal working and trading hours. 5. Lowell-Newman (dba) 2700 Military Trail, Suite 230, Boca Raton, FL 33431-Full scope financial planning and 401k Management (DBA for wealth management business)- President/Owner - Start Date: 02/08/2021- As DBA used during normal working and trading hours. 6. WHISKEY HILL LODGE, LLC - Investment Related - Avon Colorado 81620 & Vail, Colorado - Real Estate Rental Property- Started 06/15/2021 - Whiskey Hill Lodge, LLC owns a house in Vail, Colorado. 7. LOWELL FINANCIAL INC.- Investment Related- 1180 N Federal Highway Unit 706 Ft Lauderdale FL 33304- Operating Company-President/Owner-Started 11/25/2002-Zero Hours- Established to coordinate business activities 8. Bakumba, LLC, not investment-related, 419 SE 2nd Street, Apt. 1916, Ft. Lauderdale, FL 33301,management/consulting LLC set up for accounting purposes, does not conduct business; President, no hours devoted, start date 11-10-2022

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-01-31

S63 Uniform Securities Agent State Law Examination

2003-01-31

Designations

Chartered Financial Consultant

Other Names

Marc Layne Lowell

View on SEC IAPD