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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-07
NJ RA APPROVED 2023-09-07
  • TX RA
    APPROVED
    Since 2025-11-07
  • NJ RA
    APPROVED
    Since 2023-09-07

Branch Locations

1415 Route 70 East Suite 503, Cherry Hill, NJ 08034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwartz Financial Associates, Inc. Cherry Hill NJ 03/1997 09/2023
Vicus Capital, Inc. (Formerly Pfg Financial Advisors) State College PA 03/2006 09/2023
Cetera Advisor Networks Llc El Segundo CA 09/2013 09/2023
Equitable Advisors, Llc New York NY 09/2023 Present
  • 03/1997 → 09/2023
    Schwartz Financial Associates, Inc.
    Cherry Hill, NJ
  • 03/2006 → 09/2023
    Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
    State College, PA
  • 09/2013 → 09/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → Present
    New York, NY
Previous Registrations
  • 2006-03-23 → 2023-09-05
    Cherry Hill, NJ
    Cherry Hill, NJ
    Marlton, NJ
  • 2005-08-23 → 2010-12-31
    Schwartz Financial Associates, Inc.
    Cherry Hill, NJ
  • 2003-08-01 → 2006-10-24
    Walnut Street Securities, Inc.
    Cherry Hill, NJ
  • 1995-06-14 → 2003-08-01
    Nathan & Lewis Securities, Inc.
    Cherry Hill, NJ
Other Businesses

1) SCHWARTZ FINANCIAL ASSOCIATES INC. 701 NJ-73 #6, MARLTON, NJ 08053, SENIOR PARTNER, DUTIES: GENERAL MANAGERIAL DUTIES TO UPKEEP BUSINESS, START DATE: 9/11/23, 2 HRS PER MO, BANK ACCT: SCHWARTZ FINANCIAL ASSOCIATES, INC, SIGNATOR; 2) OUTSIDE INSURANCE BROKERAGE BUSINESS; 3) USING TKUKAINIS@SCHWARTZ-FINANCIAL.COM AND FFRPRO.COM;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1995-04-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1995-04-18
Designations
Other Names
  • Tammi Schwartz

View on SEC IAPD

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