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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-07 |
| NJ | RA | APPROVED | 2023-09-07 |
Branch Locations
1415 Route 70 East Suite 503, Cherry Hill, NJ 08034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwartz Financial Associates, Inc. | Cherry Hill | NJ | 03/1997 | 09/2023 |
| Vicus Capital, Inc. (Formerly Pfg Financial Advisors) | State College | PA | 03/2006 | 09/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 09/2023 |
| Equitable Advisors, Llc | New York | NY | 09/2023 | Present |
1) SCHWARTZ FINANCIAL ASSOCIATES INC. 701 NJ-73 #6, MARLTON, NJ 08053, SENIOR PARTNER, DUTIES: GENERAL MANAGERIAL DUTIES TO UPKEEP BUSINESS, START DATE: 9/11/23, 2 HRS PER MO, BANK ACCT: SCHWARTZ FINANCIAL ASSOCIATES, INC, SIGNATOR; 2) OUTSIDE INSURANCE BROKERAGE BUSINESS; 3) USING TKUKAINIS@SCHWARTZ-FINANCIAL.COM AND FFRPRO.COM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-18 |
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