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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-05-14 |
| KY | RA | APPROVED | 2026-05-14 |
Branch Locations
2509 Plantside Drive Unit 7, Louisville, KY 40299 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pharmacists Mutual Company | Frankfort | KY | 02/2001 | 04/2024 |
| Western Southern Life | Cincinnati | OH | 08/2024 | 01/2026 |
| W&S Brokerage | Cincinnati | OH | 08/2024 | 01/2026 |
| Von Maur Corporation | Louisville | KY | 06/2024 | 06/2024 |
| Modern Woodmen Of America | Rock Island | IL | 03/2026 | Present |
| Mwa Financial Services, Inc. | Rock Island | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-14 |
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