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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-10-02 |
| MO | RA | APPROVED | 2000-03-01 |
Branch Locations
1610 Des Peres Road Suite 370, St. Louis, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
MVP TRACK TIME, RACE CAR TRACK, OWNER AND OPERATOR, OCT 2006 TO PRESENT, 15 TO 20 HOURS PER WEEK, 35000 PER YEAR. OTHER OUTSIDE INSURANCE CONTRACTS DBA, Oakmont Financial, LLC, partner, August 2021, 200 hours per month, 150,000 comp per year
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-17 |
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