Patrick Francis Naughton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1988 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/1998 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2012 → Present
  Naughton Financial Services
  St. Charles, IL

Other Businesses

1) TAX, ACCTG & AUDIT PRAC-FIRM PRES SINCE 8/84-AUDITING AND ACCTG AND TAX PREP AND CONSULTING-40HR/WK: 2) MARMION ACADEMY - NOT INVESTMENT RELATED; PRIVATE HIGH SCHOOL FOR BOYS. MEMBER OF THE BOARD OF LAY TRUSTEES; BOARD MEMBER; START DATE-4/06;;ATTEND 3 BOARD MEETINGS PER YEAR; ADVISE ON ACCOUNTING ISSUES;3 HR EVERY 4 MNTHS: 3) NAUGHTON FINANCIAL SERVICES; ST. CHARLES, IL; FINANCIAL SERVICES/INVESTMENTS; OWNER; INVESTMENT RELATED; START DATE - 10/01/2012; ADVISE CLIENTS ON RETIREMENT PLANNING, COLLEGE SAVINGS, INVESTMENTS; 100 HR/MNTH; 70 HR/MNTH DURING TRADING HRS: 4)NAME OF OTHER BUSINESS: JOHN PAUL II RENEWAL CENTER; INVESTMENT RELATED: NO; ADDRESS: NO PHYSICAL ADDRESS; NATURE OF BUSINESS: RELIGIOUS; START DATE: 09/2019; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS AND ASSIST WITH ADVICE AND VARIOUS CHURCH PRESENTATIONS

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-09-05