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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-02-02 |
Branch Locations
10250 Regency Circle Ste 110, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Papillion | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Papillion | NE | 11/2016 | 02/2023 |
| Wells Fargo Advisors Financial Network, Llc | Omaha | NE | 02/2023 | Present |
TIM R. HOFFMAN, LLC, INV RELATED, ASHLAND, NE, 100% OWNERSHIP, START: 2/3/2023, 160 HRS/MONTH, 130 HRS DURING TRADING, FINET PRACTICE LLC.| NORTH CHANNEL LLC; INV RELATED; LINCOLN, NE; 16% OWNERSHIP; START DATE 11/1/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; SPONSORING ENTITY FOR FINET 401K/PENSION.| NORTH CHANNEL CAPITAL REAL ESTATE LLC, INV RELATED, LINCOLN, NE, 12.5% OWNERSHIP, START: 7/1/2025, 1 HR/MONTH, 0 HRS DURING TRADING, REAL ESTATE FOR FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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