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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2003-05-15 |
Branch Locations
226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake | OH | 11/2016 | Present |
BASKETBALL OFFICIAL - NOT INV RELATED, WESTLAKE, OH, OFFICIATING AND COACHING YOUTH ATHLETICS, TITLE JV VARSITY SCHOOL BASKETBALL, 10 HOURS A MONTH, ZERO HOURS DURING TRADING, DUTIES INCLUDE OFFICIATING BASKETBALL GAMES, TEACHING FUNDAMENTALS AND SPORTSMANSHIP TO THE YOUTH. LACROSSE OFFICIAL, NOT INV RELATED, STATE OF OHIO, START: 4/2017, 20 HOURS PER MONTH/0 DURING TRADING, DUTIES: OFFICIATING WESTLAKE REC.; NOT INVESTMENT RELATED; WESTLAKE,OH; UMPIRE; START DATE 04/10/2019; NUMBER OF HOURS PER MONTH 6; NUMBER OF HOURS DURING TRADING 0; YOUTH ATHLETIC AND YOUNG ADULT UMPIRING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-09 |
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