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Francis Patrick Mcdonnell

Rbc Capital Markets, LLC

Norwell, MA

Hanover, MA

CRD 1863941

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-05
CA RA APPROVED 2020-06-24
  • TX RA
    APPROVED_RES
    Since 2021-10-05
  • CA RA
    APPROVED
    Since 2020-06-24

Branch Locations

80 Washington Street Building J, Norwell, MA 02061 • United States

Hanover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Hingham MA 08/2011 06/2020
Rbc Capital Markets, Llc Norwell MA 06/2020 Present
  • 08/2011 → 06/2020
    Raymond James & Associates, Inc.
    Hingham, MA
  • 06/2020 → Present
    Rbc Capital Markets, Llc
    Norwell, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-19
S63 Uniform Securities Agent State Law Examination 1991-12-10
  • S65 Uniform Investment Adviser Law Examination
    2006-07-19
  • S63 Uniform Securities Agent State Law Examination
    1991-12-10
Other Names
  • Francis Patrick (Iii) Mcdonnell
  • Frank Mcdonnell

View on SEC IAPD

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ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
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