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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2014-11-06 |
Branch Locations
412 Georgia Ave Suite 236, Chattanooga, TN 37403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Advisors Inc. | Chattanooga | TN | 11/2014 | Present |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 11/2014 | Present |
| Smartbank | Chattanooga | TN | 04/2019 | Present |
(1)Name of Business: Greg McGuire Insurance Brokerage Address: 835 Georgia Ave , Chattanooga, TN, 37402, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/14/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Proved Independent Insurance Brokerage services for clients (2)Name of Business: SmartBank Address: 835 Georgia Ave , Chattanooga, TN, 37402, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor,Registered Rep (3)Name of Business: SmartBank Address: 835 Georgia Ave, Chattanooga, TN, 37402, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: FID FA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-03 |
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