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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-12-22 |
| TX | RA | APPROVED_RES | 2020-10-14 |
Branch Locations
80 Washington St Ste D24, Norwell, MA 02061 • United States
Plymouth, MA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 08/2003 | 09/2020 |
| Ameriprise Financial Services Inc | Hyannis | MA | 09/2020 | 09/2020 |
| Ameriprise Financial Services, Llc | Plymouth | MA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Plymouth | MA | 09/2020 | Present |
Business Ownership; Sour Not Sorry Brewing; My husband, daughter and myself are all part owners in my son's brewery; Brewery; Main Street, , Plymouth, MA, 02360; Not Investment-Related; 11/10/2022; 0 hours per month; 0 during trading hours. Board of Directors; Women's Initiative Team; Founder/ no board; 48 Jamies Path, , Plymouth, MA, 2360; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 0 during trading hours / Beta Eta Of Sigma Kappa Advisors; Sorority Advisor; 19 Allen Street, , Amherst, MA, 01004; Not Investment-Related; 02/28/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-25 |
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