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4015 Executive Park Drive Suite 402, Cincinnati, OH 45241 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED_RES | 2021-06-12 |
| VA | RA | APPROVED | 2021-03-05 |
| OH | RA | APPROVED | 2014-02-10 |
Branch Locations
4015 Executive Park Drive Suite 402, Cincinnati, OH 45241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Cincinnati | OH | 07/2013 | 09/2017 |
| Kanu Asset Management, Llc | Cincinnati | OH | 01/2014 | Present |
| Capital City Securities, Llc | Columbus | OH | 09/2017 | 03/2024 |
| Kanu Asset Management, Llc | Cincinnati | OH | 09/2013 | Present |
KANU ASSET MANAGEMENT, LLC 4015 EXECUTIVE PARK DRIVE SUITE 102 CINCINNATI, OHIO 45241 MANAGING DIRECTOR REGISTERED INVESTMENT ADVISORY FIRM PERSONAL ASSETS 100% INTEREST COMPENSATION BY MANAGEMENT FEES 40 HOURS PER WEEK 50% DURING MARKET HOURS KANU INVESTMENTS LLC (BLUE CHIP PARKING) 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 1/2/1996 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Bank Loan 0 Current Income 2 Hours per week, none during market hours ARETE CAPITAL PARTNERS, LLC 4015 EXECUTIVE PARK DRIVE SUITE 402 CINCINNATI, OHIO 45241 Started 2/1/2012 Not Industry Related MANAGING DIRECTOR Partnership 50% Interest Personal Assets 0 Current Income 1 Hours per week, none during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-21 |
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