Andrew Kent Markham

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1998 → Present
  Markham Financial Services, Inc.
  Laguna Hills, CA
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Laguna Hills, CA
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Laguna Hills, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Laguna Hills, CA
• 09/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-01-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Laguna Hills, CA
• 1994-10-27 → 2007-01-01
  Ffp Advisory Services Inc
  Laguna Hills, CA

Other Businesses

1.)ANDREW MARKHAM; INSURANCE; START DATE: 3/27/2007. 2.) MARKHAM FINANCIAL SERVICES, INC. DBA. START DATE 10/15/2008. 3.) MARKHAM FINANCIAL SERVICES/ ANDREW MARKHAM; PRESIDENT; CONSULTING; 100% OWNED; START DATE 1/1/2011; 4 HOURS PER MONTH. 4.) CHARITY BIKE RIDE FOR MULTIPLE SCLEROSIS VOLUNTEER NON-PROFIT ORGANIZATION 1 HOURS PER MONTH 5.) A TRAVEL MOBIUS; WRITER; START DATE 07/13/2015; 4 HOURS PER MONTH. 6.) MARKHAM FAMILY TRUST; SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE 06/04/2012 7.) CARING CETERA; VOLUNTEER BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE 01/01/2022; 4 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-12
• S63 Uniform Securities Agent State Law Examination
  1995-04-27