Jeffrey Robert Ritter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1989 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Indianapolis, IN

Previous Registrations

• 2006-11-30 → 2018-11-02
  Signator Investors, Inc.
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. FORESIGHT FINANCIAL MANAGEMENT, LLC POSITION: I conduct investment & insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2011 ADDRESS: 8365 Keystone Crossing, Ste 200, Indianapolis IN 46240, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. FORESIGHT FINANCIAL MANAGEMENT POSITION: AGENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 8365 Keystone Crossing Ste 200, Indianapolis IN 46240, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3. FORESIGHT INSURANCE BROKERAGE POSITION: owner NATURE: Foresight Insurance Brokerage in an LLC in Indiana. It was previously MFP Brokerage and shares the same EIN [REDACTED]. It receives LTC renewal commissions only from companies I represented as a Managing Partner prior to 2013. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2012 ADDRESS: 8365 Keystone Crossing, Suite 200, Indianapolis IN 46037, United States DESCRIPTION: There are no and have been no duties/activities for this entity since 2013. The entity simply receives renewal compensation only for LTC policies sold through brokerage relationships I established as a John Hancock Managing Partner prior to 2013. The total renewal compensation decreases each year and was ~$8500 in 2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-29
• S63 Uniform Securities Agent State Law Examination
  1989-01-23

Other Names

• Jeff Ritter