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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-04
OH RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-04-04
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

450 W. Wilson Bridge Road Suite 100, Worthington, OH 43065 • United States

Westerville, OH • United States

Sterling Financial Group Llc

450 West Wilson Bridge Road, Suite 100, Worthington, OH 43085 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2002-04-01
  • OH RA
    APPROVED
    Since 2002-04-01

Branch Locations

1070 Polaris Parkway, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Worthington OH 01/1999 Present
Raymond James Financial Services Advisors, Inc Worthington OH 01/2009 Present
Financial Advisors Resources Worthington OH 09/2014 Present
Power Of Attorney Westerville OH 07/2013 Present
Sterling Financial Group, Llc Worthington CT 05/2003 Present
Other Businesses

(1)Name of Business: Financial Advisors Resources Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43085, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/10/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: run our financail planning practice - owner of support company (2)Name of Business: NA Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43081, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am currently not writing business in life insurance and disability but maintain licenses in case the need would arise. I have no expectations that I will need to write insurance myself this year. (3)Name of Business: Sterling Financial Group, Llc Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43085, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/01/2003 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: business consulting,assets consulted on, and general financial planning.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-14
  • S63 Uniform Securities Agent State Law Examination
    1994-02-14

View on SEC IAPD

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