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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-04 |
| OH | RA | APPROVED | 2009-01-02 |
Branch Locations
450 W. Wilson Bridge Road Suite 100, Worthington, OH 43065 • United States
Westerville, OH • United States
450 West Wilson Bridge Road, Suite 100, Worthington, OH 43085 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2002-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Worthington | OH | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Worthington | OH | 01/2009 | Present |
| Financial Advisors Resources | Worthington | OH | 09/2014 | Present |
| Power Of Attorney | Westerville | OH | 07/2013 | Present |
| Sterling Financial Group, Llc | Worthington | CT | 05/2003 | Present |
(1)Name of Business: Financial Advisors Resources Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43085, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/10/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: run our financail planning practice - owner of support company (2)Name of Business: NA Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43081, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am currently not writing business in life insurance and disability but maintain licenses in case the need would arise. I have no expectations that I will need to write insurance myself this year. (3)Name of Business: Sterling Financial Group, Llc Address: 450 W Wilson Bridge Rd Ste 100, Worthington, OH, 43085, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 05/01/2003 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: business consulting,assets consulted on, and general financial planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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