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John P Kozole

J.P. Morgan Securities LLC

Clinton Township, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
MI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • MI RA
    APPROVED
    Since 2012-10-01

Branch Locations

20755 Nunneley, Clinton Township, MI 48036 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Clinton Township MI 10/2012 Present
Jpmorgan Chase Bank, N.A. Clinton Township MI 03/1997 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Clinton Township, MI
  • 03/1997 → Present
    Jpmorgan Chase Bank, N.A.
    Clinton Township, MI
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Clinton Township, MI
    Clinton Township, MI
    Chicago, IL
    Clinton Township, MI
    Macomb, MI
  • 2005-05-23 → 2005-07-06
    Banc One Securities Corporation
    Mt Clemons, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-20
S63 Uniform Securities Agent State Law Examination 1989-10-23
  • S66 Uniform Combined State Law Examination
    2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    1989-10-23
Other Names
  • John Paul Kozole
  • John Paul Jr Kozole
  • John Paul Kozole

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Clinton Township, MI
VIRTUE CAPITAL MANAGEMENT, LLC · Clinton Township, MI
EDWARD JONES · Macomb, MI
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HANTZ FINANCIAL SERVICES, INC. · CLINTON TOWNSHIP, MI
J.P. MORGAN SECURITIES LLC · MACOMB, MI
CORECAP ADVISORS · Mt. Clemens, MI
LPL FINANCIAL LLC · MACOMB, MI

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