Diane Laverne Davis

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-09
GA	RA	APPROVED	2015-04-01
NJ	RA	APPROVED	2006-08-02

TX RA
APPROVED_RES

Since 2025-07-09
GA RA
APPROVED

Since 2015-04-01
NJ RA
APPROVED

Since 2006-08-02

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

5525 Peachtree Pkwy, Norcross, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Summit	NJ	11/2005	Present
Wells Fargo Advisors Llc	Atlanta	GA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Atlanta	GA	11/2016	Present

11/2005 → Present

Wachovia Bank, N.A.

Summit, NJ
05/2009 → 11/2016

Wells Fargo Advisors Llc

Atlanta, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Atlanta, GA

Previous Registrations

2004-06-17 → 2005-11-07

Td Ameritrade, Inc.

Roswell, GA

Other Businesses

TARIK I KINDELL SCHOLARSHIP FUND LLC, NOT INV RELATED, CUMMING, GA, 100% OWNERSHIP, START 6/28/2021, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, SCHOLARSHIP FOUNDATION IN PROCESS OF CLOSING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-29
S63	Uniform Securities Agent State Law Examination	2000-05-05

S66 Uniform Combined State Law Examination

2003-09-29
S63 Uniform Securities Agent State Law Examination

2000-05-05

Other Names

Diane L Davis

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews