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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-22 |
| CA | RA | APPROVED | 2023-04-25 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
La Canada, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc. | Los Angeles | CA | 10/2015 | 03/2023 |
| Vanderbilt Advisory Services | Woodbury | NY | 04/2023 | Present |
| Vanderbilt Securities, Llc | Woodbury | NY | 04/2023 | Present |
(1) SGVBOA - BASEBALL UMPIRE - Not Investment related. Start date: 01/01/2023. Address: Various High Schools, San Gabriel Valley Ca., 91011. Title: High School Baseball Umpire. Duties: Baseball umpire. Time spent during regular hours: 0%. (2) SAN GABRIEL VALLEY UMPIRE. Not Investment related. Start date: 01/01/2022. Address: Various High Schools, San Gabriel Valley Ca., 91011. Title: Board Member at Large. Duties: Voting board member. Time spent during regular hours: 0%. (3) SoCal Baseball Umpire. Not Investment related. Start date: 06/01/2023. Address: Various College fields, Los Angeles Ca, 91011. Title: College Umpire. Duties: College Baseball umpire. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-05 |
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