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Gregory Vincent Sullivan

Wells Fargo Clearing Services, LLC

The Villages, FL

Springfield, MO

The Villages, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-27
AR RA APPROVED 2018-10-31
MO RA APPROVED 2016-03-18
TX RA APPROVED 2016-03-18
  • FL RA
    APPROVED
    Since 2018-12-27
  • AR RA
    APPROVED
    Since 2018-10-31
  • MO RA
    APPROVED
    Since 2016-03-18
  • TX RA
    APPROVED
    Since 2016-03-18

Branch Locations

1894 Laurel Manor Dr, The Villages, FL 32162 • United States

1720 E Bradford Pkwy, Springfield, MO 65804 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Springfield MO 03/2016 11/2016
Wells Fargo Clearing Services, Llc Springfield MO 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-28
S63 Uniform Securities Agent State Law Examination 1988-08-25
  • S66 Uniform Combined State Law Examination
    2011-02-28
  • S63 Uniform Securities Agent State Law Examination
    1988-08-25
Other Names
  • Gregory V Sullivan

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
CHARLES SCHWAB & CO., INC. · The Villages, FL
LPL FINANCIAL LLC · THE VILLAGES, FL

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