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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-01 |
| AL | RA | APPROVED | 2007-08-29 |
Branch Locations
1143 1St Ave S Suite 107, Birmingham, AL 35233 • United States
Mountain Brook, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Birmingham | AL | 01/1988 | Present |
| Mml Investors Services, Llc | Birmingham | AL | 07/1988 | Present |
(1) NAME: DAVID L LYON, INV REL: Y ADDR: AT RESIDENTIAL ADDRESS, NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION: SALES/AGENT, START:1/22/1988, NO HR/MO:5 NO HR/MO DUR TRADING:3. (2) NAME: BOOGERDEN LLC, INV REL: N ADDR: COUNTRY ROAD 51, BOOGERDEN, MS, NATURE: PART OWNER OF LAND AND FARM USED FOR HUNTING IN MISSISSIPPI, POSITION: OWNER, START:5/1/2013, NO HR/MO:1 NO HR/MO DUR TRADING:0. (3) NAME: To Preach the Gospel, Inc INV REL: Y ADD: 3360 Davey Allison Blvd, Hueytown AL 35023 NATURE: Distributes money to support spiritual causes from endowment POSITION: Board member START DATE: 06/15/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Meet monthly to discuss where money is invested
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-09-12 |
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