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Ric Earl Edgmon

Wells Fargo Clearing Services, LLC

Fort Worth, TX

Mansfield, TX

Arlington, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

3000 Matlock Rd, Mansfield, TX 76063 • United States

101 E Interstate 20, Arlington, TX 76018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Haltom City TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Haltom City TX 11/2016 Present
Previous Registrations
  • 2008-02-13 → 2011-01-03
    Wells Fargo Investments, Llc
    North Richland Hills, TX
    Keller, TX
    Hurst, TX
    Arlington, TX
    Haltom City, TX
    Fort Worth, TX
    Arlington, TX
    Fort Worth, TX
    Haltom City, TX
    Arlington, TX
    Fort Worth, TX
    Watauga, TX
    Colleyville, TX
    North Richland Hills, TX
  • 2007-05-29 → 2007-12-18
    Citigroup Global Markets Inc.
    Dallas, TX
  • 2006-04-24 → 2007-05-29
    Citicorp Investment Services
    Dallas, TX
    Garland, TX
  • 2005-07-06 → 2006-03-16
    Chase Investment Services Corp.
    Dallas, TX
  • 2005-01-13 → 2005-07-06
    Banc One Securities Corporation
    Dallas, TX
  • 1999-10-04 → 2004-12-01
    Banc Of America Investment Services, Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-28
S63 Uniform Securities Agent State Law Examination 1989-01-31
  • S65 Uniform Investment Adviser Law Examination
    1997-08-28
  • S63 Uniform Securities Agent State Law Examination
    1989-01-31

View on SEC IAPD

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INDEPENDENCE SQUARE HOLDINGS, LLC
EAGLE STRATEGIES LLC

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RYAN HOLLOWAY COX
LEONARD DEWAYNE HALL
Justin Owen Hall
DANIEL B GEEHAN
Ambyr Dnae Capps
Allen Harris

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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