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William Peter Zaimes

Wells Fargo Clearing Services, LLC

Kingston, NY

Newburgh, NY

Peekskill, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2011-04-08
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2011-04-08

Branch Locations

235 Fair St, Kingston, NY 12401 • United States

43 N Plank Rd, Newburgh, NY 12550 • United States

920 South St, Peekskill, NY 10566 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newburgh NY 03/2011 Present
  • 03/2011 → Present
    Wells Fargo Advisors Llc
    Newburgh, NY
Previous Registrations
  • 2009-10-23 → 2011-04-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newburgh, NY
    Goshen, NY
    Woodstock, NY
    Poughkeepsie, NY
    Newburgh, NY
    Middletown, NY
    Latham, NY
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Wappingers Falls, NY
    Montgomery, NY
    Washingtonville, NY
    Port Jervis, NY
    Wallkill, NY
    Poughkeepsie, NY
    Middletown, NY
    Newburgh, NY
    Pine Island, NY
    Vails Gate, NY
    New Paltz, NY
    Poughkeepsie, NY
    Wappingers, NY
    Port Jervis, NY
    Newburgh, NY
    Newburgh, NY
    Newburgh, NY
    Saugerties, NY
    Grahamsville, NY
    Shokan, NY
    Germantown, NY
    Kingston, NY
    Callicoon, NY
    Kingston, NY
    Liberty, NY
    Narrowsburg, NY
    Ellenville, NY
    Cairo, NY
    White Lake, NY
    Greenville, NY
    Roscoe, NY
    Rosendale, NY
    Kingston, NY
    Wurtsboro, NY
    Port Ewen, NY
    Woodstock, NY
    Newburgh, NY
    Goshen, NY
  • 2002-12-06 → 2004-10-20
    Quick & Reilly, Inc.
    Poughkeepsie, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-19
S63 Uniform Securities Agent State Law Examination 1988-08-04
  • S65 Uniform Investment Adviser Law Examination
    1998-06-19
  • S63 Uniform Securities Agent State Law Examination
    1988-08-04
Other Names
  • William Peter Zaimes
  • William Peter Zaimes

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MORGAN STANLEY · Kingston, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MML INVESTORS SERVICES, LLC · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY

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