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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-01-05
OK RA APPROVED 2000-05-17
  • TX RA
    APPROVED_RES
    Since 2005-01-05
  • OK RA
    APPROVED
    Since 2000-05-17

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Oklahoma City, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 05/1997 Present
Bank Of America, N.A. Oklahoma City OK 07/2011 Present
Other Businesses

I*135861For profit or not for profit: For-Profit OrganizationName of outside business organization: Firewalker Smoke Shop LLCInvestment related: NAddress of business:Tulsa, Oklahoma 74127Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 2/8/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This business was an inheritance from GR who passed away recently. This is a drive thru only store that sells tobacco products only and various snack items and beverages. I*51552For profit or not for profit: For-Profit OrganizationName of outside business organization: Arrowhead Pipeline ServicesInvestment related: NAddress of business: Barnsdall, Oklahoma 74002Nature of business: LLC,Position, title, association: , Start date of relationship: 1/17/2012Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Natural Gas Pipeline inspecting and servicing company I*59343For profit or not for profit: For-Profit OrganizationName of outside business organization: shaena carter racehorsesInvestment related: NAddress of business: oklahoma city, Oklahoma 73142Nature of business: Family Business,Position, title, association: Owner, Start date of relationship: 3/1/2009Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: own a few racehorses that race from time to time I*116580For profit or not for profit: For-Profit OrganizationName of outside business organization: Gavilan Gates LLCAddress of business:Oklahoma city, Oklahoma 73142Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 8/1/2018Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: LLC for ownership of home lots in new mexico I*116813For profit or not for profit: For-Profit OrganizationName of outside business organization: S& C Properties LLCInvestment related: YAddress of business:Barnsdall, Oklahoma 74002Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 11/1/2017Number of hours devoted: 0 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I'm 25% owner of this LLC I*1317252For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: RP, RP, RPNature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 4/3/2023Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , I*1400266For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: oklahoma city, Oklahoma, 73112, United StatesNature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 7/17/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*1581264 Name : Rental Property 3Investment related: NAddress of business: oklahoma city, Oklahoma, 73105, United StatesNature of business: Position, title, association: Co-owner with non-family members, Start date of relationship: 11/15/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*2186278, Entity For Profit, Name of OBA: 5918 Tejas Spring, LLC, Address: San Antonio, Texas, 78257, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee State Date: 45687, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Investment Property I*365474, For Profit, Name: S c racehorses Address: oklahoma city Oklahoma 73151 Investment Related: No Position: Owner Employee Start Date: 03/01/2009 No Hours: 10 yearly No Hours during trading: 0 Duties: own a few racehorses that race from time to time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-06
  • S66 Uniform Combined State Law Examination
    1999-10-06
Other Names
  • Shaena Lee Burgess
  • Shaena L Carter

View on SEC IAPD

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