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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-04-06 |
| TX | RA | APPROVED | 2021-03-10 |
Branch Locations
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alpharetta | GA | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 11/2016 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Alpharetta | GA | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2021 | Present |
*432544- Georgia Indo American Chamber of Commerce; Investment related: No; Norcross, Georgia; Civic/Religious/Community; Board Member, Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 8; Administrative, Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-04 |
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