Louis Joseph Butera

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Charlotte, NC
• 02/2018 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2004-09-09 → 2012-12-11
  Cuna Brokerage Services, Inc.
  Collegeville, PA
  Collegeville, PA

Other Businesses

1. 09/24/2012 - NON-VARIABLE INSURANCE - INV REL - 0% TIME SPENT - INSURANCE RENEWALS/AGENT 2. 08/05/2015 - BUTERA WEALTH MANAGEMENT LLC - INV REL - 18 CAMPUS BLVD, SUITE 100, NEWTOWN SQUARE, PA. 19073 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 10/01/2015 - 160 HOURS PER MONTH, 6 DURING TRADING 3. 5/24/2018 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:01/30/2018 - 144 Hour(s) Per Month/117 Hour(s) During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/24/2018. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/24/2018 - Private Advisor Group - DBA: (Hybrid) Butera Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:01/30/2018 - 144 Hour(s) Per Month/117 Hour(s) During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/24/2018. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/19/2022 - BWM2442, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/31/2022 - 5 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-30
• S63 Uniform Securities Agent State Law Examination
  1988-12-02

Designations