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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-09 |
| TX | RA | APPROVED_RES | 2023-11-09 |
Branch Locations
300 Old Country Rd Ste 371, Mineola, NY 11501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Woodbury | NY | 10/2008 | 02/2019 |
| Ameriprise Financial Services, Inc | Mineola | NY | 02/2019 | 11/2023 |
| Lpl Financial | Mineola | NY | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-19 |
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