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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-30 |
| WI | RA | APPROVED | 2017-03-25 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | West Allis | WI | 04/1988 | 03/2017 |
| Mml Investors Services, Llc | Wauwatosa | WI | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Wauwatosa | WI | 07/2016 | Present |
1)INDEPENDENT INSURANCE AGENT SELLING DISABILITY & LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 3/2010 2)INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 3/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-21 |
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