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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-01-01 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
SOCKEYE MARINE LLC, NOT INV RELATED, BELLEVUE, WA, 50% OWNERSHIP, START 7/8/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, BOAT OWNERSHIP.| SKI MASTERS-SNOQUALMIE PASS; NOT INV RELATED; SNOQULAMIE PASS, WA; SKI INSTRUCTOR; START DATE 01/10/2025; 8 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-08-29 |
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