Edward Moldaver

Current Employers

Employment History

• 12/2015 → 04/2020
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 04/2020 → Present
  Rockefeller Financial Llc
  New York, NY
• 04/2020 → Present
  Rock & Co Llc
  New York, NY

Previous Registrations

• 2015-12-04 → 2020-05-26
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  New York, NY
• 2012-08-17 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 2009-06-01 → 2012-09-05
  Morgan Stanley
  Red Bank, NJ
  Red Bank, NJ
• 2008-03-26 → 2009-06-01
  Morgan Stanley & Co. Llc
  Red Bank, NJ
  Red Bank, NJ
• 2003-10-13 → 2008-04-02
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

1) THE ALLIANCE OF GUARDIAN ANGELS; 982 EAST 89TH STREET, BROOKLYN, NY 11236; community safety. Center in the bronx for kids; board of trustees; vounteers with kids, fund raising; affiliation started 09/14/2006; 1 hour per week; not during securities trading hours; not investment related. 2) LOGICAL INVESTING - AUTHOR OF THE BOOK ON INVESTING;200 PARK AVENUE, NEW YORK, NY 10166 NOT INVESTMENT RELATED; OTHER AUTHOR AFFILIATION BEGIN DATE 09/17/2012; AFFILIATION END DATE NO END DATE;0 HOURS PER MONTH DURING BUSINESS HOURS 3) PSD1; 1 Messenger Dr Colts Neck NJ 07722; Used to buy personal real estate investment; Owner; Buys and sells real estate; affiliation started 09/25/2013; 1.0 hours per month; not during securities trading hours; not investment-related. 4) SUPERLEAF,LLC (DETOX WATER); 286 FLUSHING AVENUE 3RD FLOOR BROOKLYN NY 11205; SUPERLEAF IS A MAKER AND SELLER OF A NEW ALOE BASED DRINK CALLED DETOX WATER; POSITION: INTRODUCING AGENT; AFFILIATION STARTED 08/15/2016; 4 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-27
• S63 Uniform Securities Agent State Law Examination
  1990-08-09